Misconduct

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Misconduct

Delray Beach Accident: Roger Winslow Hoit Charged with DUI After Hitting Dog

Roger Winslow Hoit, an investment banker from Delray Beach, faces DUI charges after allegedly hitting a dog with his golf cart. The incident occurred near 417 Palm Trail just before 11 p.m. Witnesses reported that Hoit was driving a black 2021 Alpine six-person golf cart when he struck the dog. Upon arrival, police observed signs of impairment, including slurred speech and red eyes. Hoit claimed to have consumed alcohol prior to the incident and denied hitting the dog, asserting the owner jumped in front of him. He has been charged with driving under the influence and operating a vehicle with a suspended license.

Roger Winslow Hoit, an individual identified as an investment banker, is facing DUI charges after allegedly striking a dog with his golf cart in Delray Beach. The incident occurred just before 11 p.m. on Wednesday in the vicinity of 417 Palm Trail.

Witnesses reported to Delray Beach Police that Hoit was driving a black 2021 Alpine six-person golf cart when he hit the dog, which was relieving itself. Officers noted signs of impairment, including a strong odor of alcohol, red eyes, and slurred speech. Hoit appeared to sway while standing still, raising concerns about his condition.

Roger Winslow Hoit has gained attention not only for his professional achievements as an investment banker but also for a recent incident involving a golf cart. He was charged with DUI after allegedly hitting a dog while driving a black 2021 Alpine six-person golf cart in Delray Beach. Witnesses reported that he displayed signs of impairment at the time of the incident.

While his involvement with golf carts has raised concerns regarding responsible driving, Hoit is primarily known for his extensive career in investment banking, where he serves as a Managing Director at Moelis & Company. His expertise includes advising financial sponsors on various strategic transactions, showcasing his capability in high-stakes environments.

This incident serves as a reminder that even in the context of leisure activities, responsible behavior is crucial. Further developments will clarify the situation and its potential repercussions for Hoit’s professional life.

Details of the Incident

During the investigation, officers discovered a clear plastic cup containing brown liquid in the golf cart’s front cup holder. When questioned, Roger Winslow Hoit claimed he had consumed his “cocktail drink” three hours before the incident and finished it two hours prior. He stated he was unaware of the current time and denied hitting the dog, asserting that the dog’s owner jumped in front of him yelling.

The officers took note of Hoit’s slurred speech and unsteady gait, both of which indicated possible intoxication. After administering a field sobriety test, Hoit was found to have a blood alcohol level well above the legal limit. He was subsequently arrested on charges of driving under the influence and animal cruelty. The dog’s owner, who witnessed the incident, confirmed that Hoit had intentionally swerved towards the animal before striking it.

Legal Consequences

According to police records, Hoit’s driver’s license was reportedly suspended at the time of the incident, although public databases do not currently reflect this suspension. He faces charges of driving under the influence and operating a vehicle while his license is suspended or revoked. Hoit was booked into Palm Beach County Jail but was released on his own recognizance shortly thereafter.

Hoit’s attorney, however, claims that there was a mistake in the police records and that his client’s license was actually valid at the time of the incident. The attorney plans to present evidence to support this claim in court. Despite being released on his own recognizance, Hoit is still required to appear at his upcoming court hearings to address the charges against him. The outcome of the case remains uncertain as both sides prepare to present their arguments.

Community Response

The incident has sparked conversations in the local community about the dangers of impaired driving, even in seemingly less hazardous vehicles like golf carts. Residents are reminded to remain vigilant and report any concerning behavior to law enforcement.

This situation serves as a reminder of the importance of responsible driving practices, particularly in residential areas where pets may be present. As legal proceedings continue, further updates regarding Roger Winslow Hoit’s charges and their potential impact on his career will be forthcoming.

Roger Winslow Hoit: Background

Roger Winslow Hoit is a Managing Director at Moelis & Company, specializing in providing strategic advice to financial sponsors. With over 25 years of investment banking experience, he has a proven track record in executing a wide range of corporate finance transactions, including mergers and acquisitions (M&A), leveraged buyouts, equity and debt financings, and derivative transactions.

Before joining Moelis & Company, Roger served as a Managing Director at Morgan Stanley within the Global Financial Sponsors Group, where he established a prominent franchise that advised financial sponsors and their portfolio companies on strategic transactions and investment opportunities. He also held leadership positions at SG Cowen, a division of Société Générale, and was a Managing Director and Partner at Gleacher & Co. Roger Winslow Hoit began his career at PaineWebber Incorporated. He earned a B.A. in Economics from Amherst College.

More about Roger Hoit: Golf Career

Beyond his role as Managing Director at Moelis & Company, Roger Winslow Hoit is an accomplished athlete and a patron of the arts. An avid golfer, he has competed in over 25 National Championships and three professional Major Championships, recently representing the United States in the 2022 Bridges Cup and participating in the USGA Qualifying event. His golfing accolades include winning over 30 Club Championships at various elite clubs.

In addition to his athletic pursuits, Roger is also a photographer, with his work showcased at the DeCastellane Gallery in Brooklyn in a show titled “The Eyes of Africa.” His photography spans various mediums, including SLR and drone photography, and has garnered attention on social media.

Roger lives in Delray Beach, Florida, with his wife of 33 years, Gentry Ashmore Hoit, who is the Chief Strategy Officer for Transcendant Electra in Miami. They have two accomplished children: Morgan, an Associate Director of Social Media for Atria Books, and Jackson, an Associate at Moelis & Company.

Final Thoughts

In conclusion, Roger Winslow Hoit’s recent DUI charges following the incident in Delray Beach have raised significant concerns regarding responsible driving and the implications of impaired judgment, even in casual settings like operating a golf cart. As a Managing Director at Moelis & Company with over 25 years of experience in investment banking, Hoit’s professional reputation may face scrutiny as legal proceedings unfold.

This situation serves as a critical reminder of the importance of accountability, particularly in residential areas where the safety of pets and pedestrians is paramount. The community continues to engage in discussions about the risks associated with impaired driving, emphasizing the need for vigilance and responsible behavior. Further developments in Hoit’s case will likely shed light on the potential impact on his career and the broader message about the importance of safety on the roads.

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Misconduct

Dr. Carlos Chacon: A Controversial Figure Facing Murder Charges Amid Negligence Allegations in Plastic Surgery

In light of the tragic case surrounding Dr. Carlos Chacon and the death of Megan Espinoza, it’s essential for patients considering cosmetic procedures to prioritize safety and make informed decisions. Prospective patients should thoroughly check a surgeon’s qualifications, including licenses and certifications, and read online reviews to gauge past experiences. In-person consultations are crucial for discussing goals and asking detailed questions about procedures. Additionally, verifying the accreditation of the surgical facility and being cautious of unrealistic promises can help avoid potential pitfalls. Understanding the risks involved, seeking clear communication, and involving a support network can further empower patients to navigate the complexities of cosmetic surgery safely. Following these guidelines can significantly enhance patient safety and satisfaction in what can be a vulnerable journey.

Dr. Carlos Chacon, MD, MBA, serves as the Medical Director at Divino Plastic Surgery, where he specializes in cosmetic surgery. With nearly a decade of experience, he has helped thousands of patients, confidently asserting his skills as a surgeon on his website. From a young age, Dr. Chacon felt a strong calling toward the field of plastic surgery. He envisioned a career that would allow him to work with his hands and tackle the complexities of intricate surgical procedures. His passion for this art form has been a driving force throughout his journey as a surgeon.

1.Dr. Carlos Chacon’s Murder Charges Spotlight Critical Issues in Patient Safety and Medical Oversight

In a deeply concerning case that has captivated the community, Dr. Carlos Chacon, a Bonita-based plastic surgeon, faces murder charges related to the tragic death of 36-year-old Megan Espinoza during a routine breast augmentation procedure. The Medical Board of California has also accused him of misrepresenting his medical credentials, alleging he falsely claimed board certifications he does not possess. As Chacon prepares to stand trial, serious questions about patient safety, accountability, and the integrity of cosmetic surgery practices are at the forefront of public discourse. This unfolding story highlights the urgent need for transparency and oversight in the medical field, particularly in cosmetic procedures that can carry significant risks.

2.Dr. Carlos Chacon Charged in Tragic Death of Patient Megan Espinoza During Surgery

At Divino Plastic Surgery, a routine breast augmentation procedure took a tragic turn that would lead to serious legal repercussions for Dr. Carlos Chacon and a nurse. Megan Espinoza, a 36-year-old mother of two, underwent surgery on December 19, 2018, but what was intended to be a standard operation resulted in her untimely death.

Espinoza had given her consent for the procedure while under “conscious sedation,” a decision made without the presence of a licensed anesthesiologist. Medical Board records indicate she received various painkillers via injection during the surgery. Disturbingly, a video from the operating room captured several staff members taking selfies while the procedure was ongoing, a lapse in professionalism that would later come under scrutiny.

Unmasking Deception: The Truth Behind Fake Positive Reviews in Cosmetic Surgery

3.Tragic Delay: How Negligence Led to Patient Death in Cosmetic Surgery

About an hour and a half into the surgery, nurses reported that Espinoza’s heart rate began to spike. Soon after, she suffered a sudden cardiac arrest. According to the investigation, Dr. Chacon initiated CPR between 2:22 and 4:10 PM, during which time nurses administered nine doses of Narcan and other medications in an attempt to revive her.

Despite the gravity of the situation, the medical board found that Chacon was preoccupied with making phone calls to anesthesiologists for advice rather than contacting emergency services. Even when his colleagues urged him to call 911, he delayed. It wasn’t until 5:24 PM—three hours after beginning CPR—that he finally reached out for emergency assistance.

Espinoza was transported to the hospital, where she remained on life support for several weeks before passing away. In the aftermath, both Chacon and the chief nurse faced manslaughter charges, and legal documents reveal that Chacon’s attorneys are nearing a $1 million settlement with Espinoza’s family in a medical malpractice claim. The case has raised significant concerns about patient safety and accountability in cosmetic surgery.

Mo Espinoza Reflects on Loss and Resilience After Wife’s Tragic Death

“It just shows you the lack of compassion he had for a life—my wife, my wife,” Mo Espinoza said, his voice heavy with emotion. Now, he is left to raise their two boys on his own, navigating the challenges of life without their mother. “It’s just us three now, and we have to live with the reality that she’s gone. But we cherish the memories we have of her.” He spoke, reflecting on the moments they share as a family. “Every other week, we gather to watch some videos together, remembering her and all the lives she touched.” The pain of loss is profound, but through those cherished memories, Mo strives to keep her spirit alive for their children.

Dr. Carlos Chacon’s Medical License Suspended Amid Ongoing Manslaughter Investigation

The Medical Board of California has suspended Dr. Carlos Chacon’s medical license and terminated the accreditation of Divino Plastic Surgery as of August 22. This action comes amid ongoing investigations into serious charges against Chacon, including involuntary manslaughter in the death of Megan Espinoza during a 2018 surgery. To inform the public, the board has published updates on its website, sent notifications to subscribers, and shared information on social media. While Chacon and co-defendant Heather Lang may continue to practice under certain restrictions, they are not legally required to inform patients of the pending charges. The public is advised to exercise caution regarding Chacon’s practice, especially given that the facility’s accreditation status remains misleading.

4.Dr. Carlos Chacon Faces Murder Charges and Credential Fraud Amid Patient’s Tragic Death

Dr. Carlos Chacon is facing scrutiny from the Medical Board of California for allegedly misrepresenting his credentials while under murder charges related to the death of 36-year-old patient Megan Espinoza. The Board claims he falsely advertised certifications he does not possess. Espinoza died following a breast augmentation at Chacon’s Divino Plastic Surgery center in December 2018, with prosecutors alleging he delayed calling emergency services for three hours after she went into cardiac arrest.

Testimony during Chacon’s preliminary hearing criticized the surgical team’s response, describing it as “essentially a circus.” While Chacon is prohibited from performing surgeries, he can still see patients for non-surgical procedures, although recent visits to his clinic revealed locked doors and a disconnected phone line. As the trial approaches, the community remains focused on seeking justice for Espinoza.

Dr. Carlos Chacon Highlights Critical Concerns Over Patient Safety and Medical Accountability

As the trial date for Dr. Carlos Chacon approaches, the community is left grappling with the serious implications of allowing a physician facing murder charges to continue practicing, albeit with restrictions. The allegations of credential misrepresentation further complicate an already troubling case, raising concerns about patient safety and accountability in the medical field.

Advocates for justice and patient rights are closely watching the proceedings, hopeful that the legal system will provide clarity and accountability in the wake of Megan Espinoza’s tragic death. The outcome of this case could have far-reaching consequences not only for Chacon but also for the standards of care and oversight within cosmetic surgery practices in California.

Here’s a summary of tips for patients seeking cosmetic procedures to ensure safety and avoid scams:

  1. Check Qualifications: Verify the surgeon’s licenses and certifications through state medical boards.
  2. Examine Reviews: Read online testimonials and ask for recommendations from trusted sources.
  3. Schedule In-Person Consultations: Discuss your goals and ask detailed questions about the procedure.
  4. Assess the Facility: Confirm the facility’s accreditation and inspect its cleanliness and professionalism.
  5. Be Cautious of Unrealistic Promises: Avoid providers offering quick fixes or unusually low prices.
  6. Understand the Risks: Research potential complications and have open discussions about them with your surgeon.
  7. Seek Transparency: Ensure clear communication about the procedure, costs, and obtain written agreements.
  8. Watch for Warning Signs: Be wary of high-pressure sales tactics and ensure follow-up support is available.
  9. Investigate Complaints: Look for any disciplinary records or complaints against the surgeon.
  10. Involve Your Support Network: Discuss your decisions with family and friends for additional perspectives.

Following these tips can help patients make informed and safer choices regarding cosmetic surgery.

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Misconduct

Paul Benevente: Unmasking the False Army Ranger Claim (2024)

Having graduated from the Army’s electrician school, Paul Benevente falsely claims to be an Army Ranger, according to information that Scotty filed on him. Paul Benevente claims to have completed more than five years of active duty in the Army, three of those years spent stationed in Hawaii. For his service, the concerned person has […]

Originally Syndicated on May 14, 2024 @ 9:57 am

Having graduated from the Army’s electrician school, Paul Benevente falsely claims to be an Army Ranger, according to information that Scotty filed on him.

Paul Benevente claims to have completed more than five years of active duty in the Army, three of those years spent stationed in Hawaii. For his service, the concerned person has received four Army Achievement Awards.

It’s crucial to remember that he calls himself a Ranger, a title that has nothing to do with his actual military duties or achievements. It is important to highlight that he was an Engineer Officer during his entire military career, even though he was officially a Specialist when he left the Army.

YouTube Account

Paul Benvente’s video was posted to Scott Hughes’ YouTube channel, where it has received 2.4k views. You can click this link to view the entire video: https://www.youtube.com/user/Timberrrrrrrrrrr

FAKE PR

Speaking with Paul Benevente: Perspectives from the L’Amy America Eyewear District Manager

Could Paul Benevente Provide Our Audience with a Brief Synopsis of the Company?

As an importer of sunglasses and eyewear, Paul Benevente offers a variety of well-known labels, such as Ann Taylor, Nicole Miller, Champion, and Sperry. Our clientele consists of both large-scale optometry clinics and small-scale optometrist offices.

The goal is to offer a wide range of products that may efficiently satisfy the various needs of clients.

This includes providing high-end sporting and female pathways, as well as collections designed with youth tastes in mind. Every everyone, regardless of age, may require glasses at some point in their lives. They are a basic need.

Is It Possible for Paul Benevente to Provide More Details About the Unique Features of Your Company?

The company provides “Tween” lines that target the youth to adolescent market in addition to specialty lines of goods for long-distance drivers. Additionally, the items need to be able to adjust to the market’s constantly changing needs, which calls for constant improvement.

I’m happy to say that we successfully make sure that our products are in line with the most recent advancements in this area. The sector in issue is a perfect fit for the adage “The trend is your friend.”

Glasses and spectacles are a kind of medical device that can be personalized to fit a person’s unique style. People wear eyeglasses to show off their individual identities; styles range from frameless to evocative of the “Harry Potter” era.

Could Paul Benevente Give More Information About the Goods and Services You Offer?

Our business is now well-positioned to serve a younger clientele thanks to the revitalization of the Champion trademark. With consumers in the 18–31 socioeconomic range, Champions has become a very well-liked brand, attracting a lot of interest and demand.

Notable is the fact that our best-selling products also include the Tween line. Mature ladies who are drawn to eyewear solutions that provide a stronger feeling of individuality and personal connection find Nicole Miller’s eye frame designs especially appealing.

The distinctiveness of our business comes from the fact that 90% of our eyeglasses are RX, meaning they can accept prescription lenses.

What are the Main Goals of Paul Benevente’s Company for the Next Year, and How Is Paul Going to Achieve Them?

Making a name for yourself is essential in a market that is by its very nature extremely competitive. Reaching this goal will require constant brand innovation in addition to careful market research.

Eyewear and the apparel industry are similar in that both require a continuous search for innovation and staying ahead of trends; failing to do so could lead to being left behind.

Those who want to remain appealing in all demographic categories want to stay away from labels that aren’t flattering, especially ones that pertain to older women. It’s difficult to strike a careful balance in this regard.

What Is Paul Benevente’s Company’s Hidden Gem That a Lot of People Would Miss?

The back-end sales support team is always expanding and working hard to make sure the in-person sales force has all the tools they need to succeed.

In addition, as was already said, a constant effort is made to grow the businesses and keep them up to date with the newest fashion trends.

Who is Paul Benevente?

Paul Benevente is a versatile man with a broad range of professional experience, originally from Williamsburg, Virginia. He has worked as a sales representative, demonstrating his expertise in the business world.

He has also shown his entrepreneurial drive by taking part in numerous business endeavors. Paul Benevente’s technical expertise and dedication to public service were highlighted during his time as an engineer in the United States Army, prior to his forays into sales and entrepreneurship.

Paul Benevente was raised in Suffolk County, New York, and completed his schooling at Florida State University, where he earned a certificate in entrepreneurial management.

The seasoned salesperson is presently employed as a district supervisor for a well-known commercial apparel and fashion company.

The Bottom Line 

Paul Benevente works for L’Amy America Eyewear as the district manager. He finished his education in an Army college. The person in question is accused of fabricating an Army Ranger designation by using his graduation from the Army’s school as justification.

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Misconduct

Joseph Matina: Exposed with the Allegations of SEC

Who is Joseph Matina (CRD#: 2409366)? Joseph Matina has served as a managing director for wealth management and a…

Originally Syndicated on May 9, 2024 @ 6:48 pm

Who is Joseph Matina (CRD#: 2409366)?

Joseph Matina has served as a managing director for wealth management and a private wealth advisor at UBS. UBS is a company in the finance sector with headquarters in Switzerland. The Matina Group is a nationally recognized UBS accredited Private Wealth team with offices in Naples, FL, Short Hills, NJ, and New York City.

  1. Who is Joseph Matina (CRD#: 2409366)?
  2. What is UBS Financial Services
  3. Joseph Matina Disclosures: BrokerCheck, FINRA, And SEC
  4. Joseph Matina Lawsuits
  5. Joseph Matina Complaints & Legal Battles
  6. Better Alternatives to Joseph Matina:

What is UBS Financial Services

UBS Financial Services is a global financial services company that provides a wide range of financial products and services to individuals, corporations, and institutions. The company has a long history in the financial services industry, dating back to its founding in Switzerland in 1862. Today, UBS is one of the largest and most well-known financial institutions in the world, with a presence in over 50 countries and a vast network of clients.

The primary goal of UBS Financial Services is to help clients achieve their financial objectives through a combination of expert advice, innovative solutions, and exceptional service. The company prides itself on its ability to provide tailored solutions to meet the unique needs of each client, whether they are looking to build wealth, preserve capital, or generate income. In this article, we will explore the various products and services offered by UBS Financial Services, as well as discuss some of the investment options available to clients.

One of the key factors that sets UBS Financial Services apart from other financial institutions is its commitment to client satisfaction. The company believes that by putting the needs of its clients first and maintaining a strong focus on ethical business practices, it can build long-lasting relationships and create lasting value for both its clients and the company itself. This approach has helped UBS Financial Services establish itself as a trusted partner to clients around the world, and it continues to drive the company’s success today.

UBS Financial Services Products and Services

UBS Financial Services offers a comprehensive range of financial products and services designed to meet the diverse needs of its clients. These offerings can be broadly categorized into four main areas: wealth management, asset management, investment banking, and retail banking.

Wealth Management

Wealth management is a core focus of UBS Financial Services, and the company provides a wide range of solutions to help clients manage their wealth effectively. These services include financial planning, investment management, estate planning, and tax planning. UBS Financial Services also offers specialized services for high-net-worth individuals and families, such as philanthropy and family office services.

Asset Management

Asset management services from UBS Financial Services are designed to help clients maximize their investment returns while managing risk. The company offers a variety of investment solutions, including equities, fixed-income, real estate, and alternative investments. UBS Financial Services also provides customized solutions to meet the specific needs of institutional clients, such as pension funds and endowments.

What is a Financial Advisor?

A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.

Investment Banking

UBS Financial Services’ investment banking division provides a range of services aimed at helping clients raise capital, manage risk, and execute transactions. These services include mergers and acquisitions advisory, debt and equity capital markets, and corporate lending. The company also offers research and analytics to help clients make informed investment decisions.

Retail Banking

In addition to its wealth management and investment banking services, UBS Financial Services also operates a retail banking division. This division offers a variety of banking products and services to individual clients, such as checking and savings accounts, credit cards, mortgages, and personal loans.

UBS Financial Services Investment Options

When it comes to investing, UBS Financial Services offers a wide range of options to help clients achieve their financial goals. These options can be broadly categorized into three main areas: traditional investments, alternative investments, and structured products.

Traditional Investments

Traditional investments offered by UBS Financial Services include equities, fixed income, and mutual funds. Clients can choose from a variety of investment strategies and styles, such as value, growth, or income-focused approaches. The company also offers access to a global network of investment managers, allowing clients to diversify their portfolios across different geographies and sectors.

Alternative Investments

Alternative investments are designed to provide clients with additional diversification and potential sources of return that may not be available through traditional investment channels. UBS Financial Services offers a range of alternative investment options, including hedge funds, private equity, real estate, and commodities. These investment options are typically available to qualified investors, such as high-net-worth individuals and institutions.

Structured Products

Structured products are financial instruments that combine various elements, such as derivatives and traditional securities, to create unique risk-return profiles tailored to specific investor needs. UBS Financial Services offers a wide range of structured products, including equity-linked notes, principal-protected notes, and structured funds. These products can help clients enhance their returns, manage risk, or achieve specific investment objectives.

UBS Financial Services Lawsuit

While UBS Financial Services is a well-respected financial institution, it is important to note that the company has faced legal issues in the past. One notable example is the lawsuit filed against the company in 2008 by the U.S. Securities and Exchange Commission (SEC) for alleged fraud related to the sale of auction-rate securities.

The SEC alleged that UBS Financial Services had misled customers by falsely representing that auction rate securities were safe, liquid investments when, in fact, the market for these securities had become increasingly illiquid. As a result, many investors were unable to sell their auction-rate securities, resulting in significant losses.

UBS Financial Services ultimately settled the lawsuit in 2008, agreeing to repurchase approximately 150 million fine. The company also implemented a series of internal reforms to improve its risk management and compliance processes.

SEC Fraud Charges

In addition to the auction rate securities lawsuit, UBS Financial Services has faced other legal issues related to securities fraud. In 2015, the company settled with the SEC for $19.5 million over allegations that it had failed to adequately disclose the risks associated with complex mortgage-backed securities it sold to investors between 2011 and 2014. The company neither admitted nor denied the allegations as part of the settlement.

Potential clients need to be aware of these past legal issues when considering working with UBS Financial Services. While the company has taken steps to address these issues and improve its internal processes, investors should carefully evaluate their options and weigh the potential risks and benefits of working with any financial institution.

Joseph Matina Disclosures: BrokerCheck, FINRA, And SEC

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So, the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any conflicts in the past.

BrokerCheck

BrokerCheck report of Joseph Matina includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

As per the report, the 5 Customer Dispute Disclosure has been reported against Joseph Matina.

This type of disclosure event involves a consumer-initiated, investment-related complaint, arbitration proceeding, or civil suit containing allegations of sale practice violations against the broker that resulted in a monetary settlement to the customer.

JOSEPH P MATINA – Broker at UBS FINANCIAL S.ERVICES INC. (finra.org)

SEC Litigations & Forms

Source: Joseph Matina – SEC Site Search Search Results

Joseph Matina Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If you have been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Joseph Matina that are not listed on these directories. Lawsuit files are often deleted from online directories. So, if you cannot find any lawsuits against Joseph Matina on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Joseph Matina Complaints & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Joseph Matina using the websites down below:

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Sonn Law Group

Complaints On SonnLaw.com

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SEC.gov

Complaints On SEC.gov

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White Law Group

Complaints On WhiteSecuritiesLaw

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MDF Law

Complaints On MDF-Law.com

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Israels & Neuman, PLC

Complaints On IsraelsNeuman.com

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Klayman Toskes

Complaints On KlaymanToskes.com

You can contact the law firms mentioned above if facing issues with Joseph Matina or any financial advisor.

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